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2685 No Interviews on Merits in - 2600 Optional Inter Partes Reexamination

2685 No Interviews on Merits in Inter Partes Reexamination Proceedings [Added R-2]

37 CFR 1.955 Interviews prohibited in inter partes reexamination proceedings.

There will be no interviews in an inter partes reexamination proceeding which discuss the merits of the proceeding.


Pursuant to 37 CFR 1.955, an interview which discusses the merits of a proceeding will not be permitted in inter partes reexamination proceedings. Thus, in an inter partes reexamination proceeding, there will be no inter partes interview as to the substance of the proceeding. Also, there will be no separate ex parte interview as to the substance of the proceeding with either the patent owner or the third party requester. Accordingly, where a party requests any information as to the merits of a reexamination proceeding, the examiner will not conduct a personal or telephone interview with that party to provide the information. Further, an informal amendment by the patent owner will not be accepted, because that would be tantamount to an ex parte interview. All communications between the Office and the patent owner (and the third party requester) which are directed to the merits of the proceeding must be in writing and filed with the Office for entry into the record of the proceeding.

Questions on strictly procedural matters may be discussed with the parties. The guidance to follow is that any information which a person could obtain by reading the file (which is open to the public) is procedural, and it may be discussed. Matters not available from a reading of the file are considered as relating to the merits of the proceeding, and may not be discussed. Thus, for example, a question relating to when the next Office action will be rendered is improper as it relates to the merits of the proceeding (because this information cannot be obtained from a reading of the file).

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